Job Description
Group Audit Coverage Summary. Execute specific audits, audit-related activities, and projects of the Audit Group or as otherwise assigned within IADA. This role will mainly have a focus on regulatory reporting audits, and the conduct of end to end testing of specific line items within both Bank and Bank Holding Company reports. Familiarity with reporting requirements for the FFIEC 002, 031 and FRY-9C are essential. The candidate should also be familiar with industry best practices surrounding regulatory reporting governance frameworks, accounting standards, and data management. NO. DETAILS OF JOB DESCRIPTION. 1. Perform selected internal audits, special audit work and other special projects of the Group or as otherwise directed. According to the assignment, this may include executing any or all phases (Planning, Fieldwork, Reporting and Follow-up) of assigned audits and other projects in compliance with recognized professional standards and with approved IAD/IADA. policies, procedures and standards. 2. Assist the in-charge auditor in audit planning, including risk identification and assessment, and development of audit work programs. 3. Execute fieldwork with minimal supervision from the auditor in charge, identify potential findings and discuss with in-charge and line management. 4. Assist the Group Manager in maintaining ongoing communication between IADA and line management responsible for the areas audited by the Group and remain current on the business and risk profiles of these areas. 5. Maintain communication with IADA staff and other Mizuho areas/functions, to ensure effective and efficient internal audit coverage of the. businesses and functions audited by the Group. 6. Assist the Group Manager with risk assessments and off-site monitoring of the Group's portfolio of audits in the preparation of required status, MIS or other reports. 7. Cooperate, as needed, with supervisory authorities and external auditors. 9. Cooperate fully with directives and requests from IADA's Quality Assurance Support, and promote. the ongoing effectiveness of IADA's Quality Assurance function. 10. Perform other assignments or projects as may be directed by the Group Manager. NO. CORE COMPETENCIES FOR POSITION. 1. Holds a Bachelors Degree or equivalent. May also hold an advanced or specialized degree and/or a professional certification (e.g., CPA, CA, CIA, CISA) or license relevant to the profession. 2. Demonstrates a sound understanding of the financial services industry and possesses at least three years of relevant work experience in internal auditing or external auditing, supervisory. examinations, or their equivalent. Candidate must have experience in the area of Bank Regulatory Reporting, either in a quality assurance or audit, or examination role. 3. Demonstrates sufficient knowledge and understanding of internal audit principles, practices and techniques, and of the concepts of risk, risk management, internal control and compliance, to (a) execute complex audit assignments; and, (b) independently identify potential audit matters with understanding of their risk significance and impact to the organization. Company Overview. Mizuho Americas is a leading financial institution comprising several legal entities, which together offer clients corporate and investment banking, financing, securities, treasury services, asset management, research and more. Mizuho's operations in the Americas connect a broad client base of major corporations, financial institutions and public sector groups to local markets and a vast global network. Mizuho Americas is an integral part of the Japan-based Mizuho Financial Group, Inc. (NYSE: MFG), which is comprised of offices in nearly 40 countries, approximately 60,000 employees, and assets of more than USD 1.8 trillion. Learn more at mizuhoamericas.com. Mizuho Bank Ltd. offers a competitive total rewards package. We are an EEO/AA Employer -M/F/Disability/Veteran. We participate in the E-Verify program. We maintain a drug-free workplace and perform pre-employment substance abuse testing. #LI-MIZUHO.