New Direction IRA Inc.
Louisville, Colorado
AML/KYC Senior Specialist Salary Range: $65,000-$80,000 annually Position Summary New Direction Trust Company is seeking an experienced AML/KYC Senior Specialist to strengthen our compliance program and support the continued growth of our organization. This position plays an important role in protecting the company and its clients by conducting transaction monitoring, investigating unusual activity, completing customer due diligence, and supporting regulatory reporting requirements. The ideal candidate brings strong analytical judgment, exceptional attention to detail, and the ability to recognize risk within complex financial activity. The AML/KYC Senior Specialist will work closely with our existing AML team and other business partners to ensure reviews are completed thoroughly, accurately, and within established timelines. This individual will also provide team coverage as needed, contribute to process improvements, and share their knowledge with developing compliance professionals. What You'll Do Transaction Monitoring and Investigations Review and analyze financial transactions to identify unusual or potentially suspicious activity. Conduct timely, well-documented investigations using internal systems, client records, and other available resources. Identify patterns, inconsistencies, and risk indicators requiring further review or escalation. Maintain clear and complete documentation supporting investigative conclusions. Escalate significant concerns in accordance with established procedures. Unusual and Suspicious Activity Reporting Review and process internal Unusual Activity Reports (UARs) accurately and within established timelines. Conduct follow-up research and request additional information when needed. Assist with the preparation, review, and filing of Suspicious Activity Reports (SARs) in accordance with applicable requirements and internal procedures. Support ongoing monitoring and follow-up reviews related to previously identified activity. Maintain the confidentiality of AML investigations and regulatory filings. Customer Due Diligence Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) reviews for new and existing clients. Review client profiles, account activity, source-of-funds information, ownership structures, and other risk factors. Support risk-rating decisions and periodic reviews based on established standards. Identify missing, inconsistent, or potentially concerning information and coordinate appropriate follow-up. Assist with higher-risk and complex account reviews. New Account and Business Support Support the compliance-related aspects of new account onboarding. Partner with New Accounts and other internal teams to resolve documentation or due diligence concerns. Provide guidance regarding AML/KYC requirements while maintaining appropriate independence and sound judgment. Balance new-account support with transaction monitoring and investigative priorities based on departmental needs. Program Support and Collaboration Follow applicable laws, regulatory guidance, and internal AML/KYC policies and procedures. Provide dependable coverage during team member absences and periods of increased volume. Assist with regulatory examinations, audits, quality-control reviews, and special compliance projects. Identify opportunities to strengthen controls, improve procedures, and increase operational efficiency. Share knowledge and provide support to team members developing their AML expertise or pursuing professional certifications. Contribute to a strong, consistent, and collaborative culture of compliance. What We're Looking For Required Qualifications Active Certified Anti-Money Laundering Specialist (CAMS) certification. At least two years of AML, KYC, financial-crimes, or related compliance experience within financial services or a comparable regulated industry. Experience conducting transaction monitoring, unusual-activity investigations, and CDD or EDD reviews. Strong analytical and investigative skills with exceptional attention to detail. Ability to make sound, risk-based decisions and clearly document the reasoning behind them. Excellent written and verbal communication skills. Ability to manage multiple priorities while completing thorough and timely reviews. Proficiency with compliance-monitoring tools, financial transaction systems, and Microsoft Office. Ability to handle sensitive and confidential information with discretion and professionalism. Preferred Qualifications Bachelor's degree in finance, accounting, criminal justice, business, or a related field; equivalent professional experience will be considered. Experience preparing or supporting SAR filings and other regulatory reporting. Experience with trust company operations, retirement accounts, alternative assets, or new-account onboarding. Familiarity with complex ownership structures, entity accounts, and source-of-funds analysis. Experience supporting audits, examinations, or compliance quality-assurance reviews. You'll Thrive in This Role If You Enjoy investigating activity and connecting details that others may overlook. Apply both sound judgment and established procedures when evaluating risk. Take ownership of your work and follow investigations through completion. Can balance speed, accuracy, and regulatory expectations. Communicate concerns clearly and professionally. Enjoy collaborating while remaining confident in your independent analysis. Look for practical ways to strengthen controls and improve processes. Why Join NDTCO? At New Direction Trust Company, compliance is an essential part of how we protect our clients, our organization, and the integrity of the financial system. You will have the opportunity to contribute meaningfully to a growing AML/KYC program, work with a wide range of financial activity, and expand your expertise within trust company and alternative-asset operations. We value thoughtful judgment, accountability, collaboration, and professional growth. This is an opportunity to join a team where your experience and perspective will have a visible impact. Compensation and Benefits Benefits are available to full-time employees; applicable waiting periods may apply. Annual salary range of $65,000-$80,000, based on experience, qualifications, and job-related skills Comprehensive health, dental, vision, and life insurance Optional Health Savings Account with a $90 monthly employer contribution Paid time off plus paid major holidays 401(k) retirement plan with company match up to 3% Optional short- and long-term disability insurance Schedule & Work Environment Monday - Friday Typical hours: 8:30 AM - 5:00 PM MT Hybrid work environment Based in Louisville, Colorado If you are an experienced AML professional who enjoys complex investigations, values strong compliance practices, and wants to make a meaningful contribution, we encourage you to apply. Monday - Friday Typical hours: 8:30 AM - 5:00 PM MT Compensation details: 0 Yearly Salary PI12a1987f8b2f-8974
AML/KYC Senior Specialist Salary Range: $65,000-$80,000 annually Position Summary New Direction Trust Company is seeking an experienced AML/KYC Senior Specialist to strengthen our compliance program and support the continued growth of our organization. This position plays an important role in protecting the company and its clients by conducting transaction monitoring, investigating unusual activity, completing customer due diligence, and supporting regulatory reporting requirements. The ideal candidate brings strong analytical judgment, exceptional attention to detail, and the ability to recognize risk within complex financial activity. The AML/KYC Senior Specialist will work closely with our existing AML team and other business partners to ensure reviews are completed thoroughly, accurately, and within established timelines. This individual will also provide team coverage as needed, contribute to process improvements, and share their knowledge with developing compliance professionals. What You'll Do Transaction Monitoring and Investigations Review and analyze financial transactions to identify unusual or potentially suspicious activity. Conduct timely, well-documented investigations using internal systems, client records, and other available resources. Identify patterns, inconsistencies, and risk indicators requiring further review or escalation. Maintain clear and complete documentation supporting investigative conclusions. Escalate significant concerns in accordance with established procedures. Unusual and Suspicious Activity Reporting Review and process internal Unusual Activity Reports (UARs) accurately and within established timelines. Conduct follow-up research and request additional information when needed. Assist with the preparation, review, and filing of Suspicious Activity Reports (SARs) in accordance with applicable requirements and internal procedures. Support ongoing monitoring and follow-up reviews related to previously identified activity. Maintain the confidentiality of AML investigations and regulatory filings. Customer Due Diligence Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) reviews for new and existing clients. Review client profiles, account activity, source-of-funds information, ownership structures, and other risk factors. Support risk-rating decisions and periodic reviews based on established standards. Identify missing, inconsistent, or potentially concerning information and coordinate appropriate follow-up. Assist with higher-risk and complex account reviews. New Account and Business Support Support the compliance-related aspects of new account onboarding. Partner with New Accounts and other internal teams to resolve documentation or due diligence concerns. Provide guidance regarding AML/KYC requirements while maintaining appropriate independence and sound judgment. Balance new-account support with transaction monitoring and investigative priorities based on departmental needs. Program Support and Collaboration Follow applicable laws, regulatory guidance, and internal AML/KYC policies and procedures. Provide dependable coverage during team member absences and periods of increased volume. Assist with regulatory examinations, audits, quality-control reviews, and special compliance projects. Identify opportunities to strengthen controls, improve procedures, and increase operational efficiency. Share knowledge and provide support to team members developing their AML expertise or pursuing professional certifications. Contribute to a strong, consistent, and collaborative culture of compliance. What We're Looking For Required Qualifications Active Certified Anti-Money Laundering Specialist (CAMS) certification. At least two years of AML, KYC, financial-crimes, or related compliance experience within financial services or a comparable regulated industry. Experience conducting transaction monitoring, unusual-activity investigations, and CDD or EDD reviews. Strong analytical and investigative skills with exceptional attention to detail. Ability to make sound, risk-based decisions and clearly document the reasoning behind them. Excellent written and verbal communication skills. Ability to manage multiple priorities while completing thorough and timely reviews. Proficiency with compliance-monitoring tools, financial transaction systems, and Microsoft Office. Ability to handle sensitive and confidential information with discretion and professionalism. Preferred Qualifications Bachelor's degree in finance, accounting, criminal justice, business, or a related field; equivalent professional experience will be considered. Experience preparing or supporting SAR filings and other regulatory reporting. Experience with trust company operations, retirement accounts, alternative assets, or new-account onboarding. Familiarity with complex ownership structures, entity accounts, and source-of-funds analysis. Experience supporting audits, examinations, or compliance quality-assurance reviews. You'll Thrive in This Role If You Enjoy investigating activity and connecting details that others may overlook. Apply both sound judgment and established procedures when evaluating risk. Take ownership of your work and follow investigations through completion. Can balance speed, accuracy, and regulatory expectations. Communicate concerns clearly and professionally. Enjoy collaborating while remaining confident in your independent analysis. Look for practical ways to strengthen controls and improve processes. Why Join NDTCO? At New Direction Trust Company, compliance is an essential part of how we protect our clients, our organization, and the integrity of the financial system. You will have the opportunity to contribute meaningfully to a growing AML/KYC program, work with a wide range of financial activity, and expand your expertise within trust company and alternative-asset operations. We value thoughtful judgment, accountability, collaboration, and professional growth. This is an opportunity to join a team where your experience and perspective will have a visible impact. Compensation and Benefits Benefits are available to full-time employees; applicable waiting periods may apply. Annual salary range of $65,000-$80,000, based on experience, qualifications, and job-related skills Comprehensive health, dental, vision, and life insurance Optional Health Savings Account with a $90 monthly employer contribution Paid time off plus paid major holidays 401(k) retirement plan with company match up to 3% Optional short- and long-term disability insurance Schedule & Work Environment Monday - Friday Typical hours: 8:30 AM - 5:00 PM MT Hybrid work environment Based in Louisville, Colorado If you are an experienced AML professional who enjoys complex investigations, values strong compliance practices, and wants to make a meaningful contribution, we encourage you to apply. Monday - Friday Typical hours: 8:30 AM - 5:00 PM MT Compensation details: 0 Yearly Salary PI12a1987f8b2f-8974
New Direction IRA Inc.
Louisville, Colorado
Finance Specialist New Direction Trust Company is looking for a detail-oriented, adaptable Finance Specialist to support our Finance and Account Maintenance teams. This is not a repetitive, one-function Finance role. It is an opportunity for someone who enjoys variety, wants to learn multiple areas of the business, and takes pride in being the person others can count on. You will support deposits, depository billing, accounts receivable, fee processing, and account maintenance while building broad financial operations experience. What You'll Do Process check deposits and check stop-payment requests. Serve as a backup for ACH and wire deposit processing. Review depository invoices for accuracy and resolve discrepancies. Invoice clients for applicable depository storage fees. Track outstanding vendor invoices, client billing, and payments. Communicate with depository partners regarding invoices and payment questions. Track accounts receivable balances and assist with outstanding items. Process approved fee waivers and maintain supporting documentation. Cross-train on Account Maintenance processes and provide backup support. Assist with reconciliations, reporting, special projects, and other operational priorities. What We're Looking For Experience in finance, banking, accounts receivable, accounting support, or financial operations is preferred. Exceptional attention to detail and a strong commitment to accuracy. Ability to manage changing priorities and follow assignments through completion. Strong organizational, research, and problem-solving skills. Professional communication skills and confidence working with vendors and internal partners. Proficiency in Microsoft Office, particularly Excel and Outlook. Ability to handle confidential client and financial information appropriately. High school diploma or equivalent required; a related associate or bachelor's degree is preferred. You'll Thrive Here If You Enjoy variety and learning new processes. Take ownership without needing frequent follow-up. Can shift priorities without sacrificing accuracy. Look for opportunities to help and improve processes. Want to become a trusted, cross-functional team contributor. Why Join NDTCO? At New Direction Trust Company, you will gain experience across multiple areas of financial operations while making a visible impact. You will join a collaborative environment where initiative, adaptability, strong relationships, and excellent service are valued. Benefits Available to full-time employees; applicable waiting periods may apply. Salary range: $ minimum -$ maximum annually Comprehensive health, dental, vision, and life insurance Optional Health Savings Account with a $90 monthly employer contribution Paid time off plus paid major holidays 401(k) retirement plan with company match up to 3% Optional short- and long-term disability insurance Schedule & Work Environment Monday - Friday Typical hours: 8:30 AM - 5:00 PM MT Hybrid work environment - after completed training period Based in Louisville, Colorado If you enjoy solving problems, learning new responsibilities, and being the teammate others can rely on, we would love to hear from you. Monday - Friday Typical hours: 8:30 AM - 5:00 PM MT Compensation details: 27-30 Hourly Wage PI7b901e75a5-
Finance Specialist New Direction Trust Company is looking for a detail-oriented, adaptable Finance Specialist to support our Finance and Account Maintenance teams. This is not a repetitive, one-function Finance role. It is an opportunity for someone who enjoys variety, wants to learn multiple areas of the business, and takes pride in being the person others can count on. You will support deposits, depository billing, accounts receivable, fee processing, and account maintenance while building broad financial operations experience. What You'll Do Process check deposits and check stop-payment requests. Serve as a backup for ACH and wire deposit processing. Review depository invoices for accuracy and resolve discrepancies. Invoice clients for applicable depository storage fees. Track outstanding vendor invoices, client billing, and payments. Communicate with depository partners regarding invoices and payment questions. Track accounts receivable balances and assist with outstanding items. Process approved fee waivers and maintain supporting documentation. Cross-train on Account Maintenance processes and provide backup support. Assist with reconciliations, reporting, special projects, and other operational priorities. What We're Looking For Experience in finance, banking, accounts receivable, accounting support, or financial operations is preferred. Exceptional attention to detail and a strong commitment to accuracy. Ability to manage changing priorities and follow assignments through completion. Strong organizational, research, and problem-solving skills. Professional communication skills and confidence working with vendors and internal partners. Proficiency in Microsoft Office, particularly Excel and Outlook. Ability to handle confidential client and financial information appropriately. High school diploma or equivalent required; a related associate or bachelor's degree is preferred. You'll Thrive Here If You Enjoy variety and learning new processes. Take ownership without needing frequent follow-up. Can shift priorities without sacrificing accuracy. Look for opportunities to help and improve processes. Want to become a trusted, cross-functional team contributor. Why Join NDTCO? At New Direction Trust Company, you will gain experience across multiple areas of financial operations while making a visible impact. You will join a collaborative environment where initiative, adaptability, strong relationships, and excellent service are valued. Benefits Available to full-time employees; applicable waiting periods may apply. Salary range: $ minimum -$ maximum annually Comprehensive health, dental, vision, and life insurance Optional Health Savings Account with a $90 monthly employer contribution Paid time off plus paid major holidays 401(k) retirement plan with company match up to 3% Optional short- and long-term disability insurance Schedule & Work Environment Monday - Friday Typical hours: 8:30 AM - 5:00 PM MT Hybrid work environment - after completed training period Based in Louisville, Colorado If you enjoy solving problems, learning new responsibilities, and being the teammate others can rely on, we would love to hear from you. Monday - Friday Typical hours: 8:30 AM - 5:00 PM MT Compensation details: 27-30 Hourly Wage PI7b901e75a5-